HR Consultancy are working on a new and exciting opportunity for an experienced Listed Derivatives Associate to join a Wealth & Investment banking group in Glasgow city centre!
This is a fantastic time to join a forward thinking, innovative and exciting workplace who have their employees and customers at the heart of everything they do. This firm encourages a supportive and family environment, where their employees work hard and are rewarded with career progression paths and learning and development!
You will manage Clearing and Trading & Client operational processes and deliver value to clients in a controlled and efficient way. The broad organisation partners closely with Sales and Trading to develop and implement new products and services as well as drive efficiency and reduce risk in the processes. At all times focusing on delivering quality service to clients both internal and external. ISG Product Operations encompasses two functionally aligned organisations. The first, Trading & Client Operations, provides Operations functions in direct support of activity executed by Institutional Sales & Trading. The second, Clearing Operations, provides Operations functions in direct support for activity cleared on behalf of our clients in Prime Brokerage, Listed Derivatives, and OTC Derivatives.
Listed Derivatives rolls up to Client Operations within ISG Product Operations.
The Expiry/Delivery and Regulatory Reporting Team interacts with a number of key stakeholders within the firm on a daily basis such as Risk, Compliance, Client Service and Settlements. The team is responsible for the processing of all listed derivatives contracts at expiry across Equity, FID and commodities. The team is also responsible for regulatory reporting of positions held by the group to regulators such as ICE, LME and the CFTC as well as European transaction reporting. It is a high risk and evolving environment where the team work to market driven deadlines.
Process management of various functions such as expiry processing, regulatory reporting and position maintenance
Identification and timely escalation of risk items to management
Ensuring procedures are accurate, relevant and adhered too
Pro-actively contribute towards the drive to improve process efficiency
Assist in the implementation of projects/changes in conjunction with Compliance & IT
Familiarity with listed derivatives EMEA regulatory framework
Knowledge of listed derivatives
If you are industry experienced within Investment Operations, Risk or Compliance and looking for a modern supportive environment, future career progression opportunity and to join a friendly and welcoming team then please apply below!